Date Posted: 2019-03-11 | Date Modified: 2019-03-11 | Expires: 2019-04-10

Senior Compliance Analyst

Job Description

We are looking a recruit a Senior Compliance Analyst to review actions and conduct investigations into suspected compliance failures, serious misconduct or serious breaches of applicable laws, regulations, rules and other regulatory requirements.

What is expected of you?

Investigate licence holders and unauthorised business
Discuss and Coordinate investigative strategy with senior management
Collection of information, documentation and evidence and analyse finding of investigations.
Attend meetings
Conduct investigation visits and surprise inspections
Identify breaches, wrongdoing and fraudulent activities & refer it to the appropriate authorities.
Prepare investigation reports, memos and correspondence
Prepare memos for submission and follow up on decisions
Prepare notices and warnings
Prepare reports
Other duties and tasks as may be assigned by senior management.


What are you expected to bring?

A Bachelor’s degree
A background in Financial Services, Accountancy or Law
A minimum of 5 years’ experience in a compliance position


What's in it for you?

The opportunity to work within a renowned organization
A dynamic environment
An attractive remuneration package


Account Acquisitions Financial Services Legal

Language Requirements


Education Degree

Bachelor's Degree

Visa Support

Email Job

Job Criteria

Job Type

Full Time


#Financial Services

Job Location

Malta - Birkirkara





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